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Fraud and Corruption Risk Management Procedure

Procedure overview

1 Purpose

To set out the processes by which the University will work to sustain an organisational culture resistant to Fraud and Corruption.

2 Scope

This procedure applies to University Members.

3 Procedure Overview

This procedure sets out the key responsibilities and contact points related to the implementation of processes designed to resist Fraud and Corruption.

4 Procedures

The Responsible Officer for the Policy will establish a Fraud and Corruption control framework for the University in accordance with the principles contained in the Fraud and Corruption Risk Management Policy. This may involve the coordinated development of a Fraud and Corruption control plan and additional Policy Instruments considered necessary.

The Responsible Officer (or their nominee) can assist management to assess Fraud and Corruption risk in the discrete functions and operations across the organisation to assist by preparing a report that establishes the University's exposure to internal and external threats at least every three years.

Managers and supervisors are responsible for daily operation and maintaining reasonable internal control over processes within their area of responsibility and should report any material concern about Fraud control to the Responsible Officer for this Policy.

The design and operation of the internal control environment should be periodically reviewed independently of the management of discrete functions and operations responsible for establishing the internal control.

University Members are encouraged to report deficits of internal Fraud control to the Responsible Officer.

Having regard to external reporting obligations, the Vice-Chancellor has delegated the relevant powers and authority to assess whether matters about University Members meet the criteria for a notification of material loss to the Chief Operating and Financial Officer.

5 References

Crime and Corruption Commission Queensland (2018). Fraud and Corruption Control: Best Practice Guide. Crime and Corruption Commission (Queensland).

6 Schedules

This procedure must be read in conjunction with its subordinate schedules as provided in the table below.

7 Procedure Information

Accountable Officer

Chief Operating and Financial Officer

Responsible Officer

Chief Operating and Financial Officer

Policy Type

University Procedure

Policy Suite

Fraud and Corruption Risk Management Policy

Subordinate Schedules

Approved Date

16/8/2026

Effective Date

16/8/2026

Review Date

16/8/2031

Relevant Legislation

Crime and Corruption Act 2001

Crime and Misconduct Commission - Fraud and corruption control: Guidelines for best practice

Financial Accountability Act 2009

Financial and Performance Management Standard 2019

Information Privacy Act 2009

Public Sector Ethics Act 1994

Right to Information Act 2009

Public Interest Disclosure Act 2010

Standard AS8001:2021 - Fraud and corruption control

Enterprise Agreement

Policy Exceptions

Policy Exceptions Register

Related Policies

Code of Conduct Policy

Enterprise Risk Management Policy

Privacy Policy

Public Interest Disclosure Policy

Social Media Policy

Related Procedures

Privacy Procedure

Social Media Procedure

Related forms, publications and websites

Financial Management Practice Manual

Definitions

Terms defined in the Definitions Dictionary

Corruption

See Schedule 2 of the Crime and Corruption Act 2001 ....moreSee Schedule 2 of the Crime and Corruption Act 2001 .

Fraud

Fraud is conventionally characterised by deliberate deception to facilitate or conceal the misappropriation of assets, tangible or intangible. Matters will be assessed against the Criminal Code Act 1899 ....moreFraud is conventionally characterised by deliberate deception to facilitate or conceal the misappropriation of assets, tangible or intangible. Matters will be assessed against the Criminal Code Act 1899 .

Fraud Investigation

A Fraud Investigation is a search or collation of evidence connecting or tending to connect a person with conduct that infringes criminal law or the policies of the University....moreA Fraud Investigation is a search or collation of evidence connecting or tending to connect a person with conduct that infringes criminal law or the policies of the University.

Policy Instrument

A Policy Instrument refers to an instrument that is governed by the Policy framework. These include Policies, Procedures and Schedules....moreA Policy Instrument refers to an instrument that is governed by the Policy framework. These include Policies, Procedures and Schedules.

Public Interest Disclosure

A public interest disclosure is a disclosure under Chapter 2 of the Public Interest Disclosure Act 2010 and includes all information and help given by the d iscloser to a Proper Authority for the disclosure....moreA public interest disclosure is a disclosure under Chapter 2 of the Public Interest Disclosure Act 2010 and includes all information and help given by the d iscloser to a Proper Authority for the disclosure.

University

The term 'University' or 'UniSQ' means the University of Southern Queensland....moreThe term 'University' or 'UniSQ' means the University of Southern Queensland.

University Members

Persons who include: Employees of the University whose conditions of employment are covered by the UniSQ Enterprise Agreement whether full time or fractional, continuing, fixed-term or casual, including senior Employees whose conditions of employment are covered by a written agreement or contract with the University; members of the University Council and University Committees; visiti...morePersons who include: Employees of the University whose conditions of employment are covered by the UniSQ Enterprise Agreement whether full time or fractional, continuing, fixed-term or casual, including senior Employees whose conditions of employment are covered by a written agreement or contract with the University; members of the University Council and University Committees; visiting, honorary and adjunct appointees; volunteers who contribute to University activities or who act on behalf of the University; and individuals who are granted access to University facilities or who are engaged in providing services to the University, such as contractors or consultants, where applicable.

Definitions that relate to this procedure only

Other Definitions

Readers should also refer to the University Code of Conduct and the Enterprise Bargaining Agreement as an additional glossary resource.

Keywords

Fraud, Corruption

Record No

19/1273PL

Failure to comply with this Policy or Policy Instrument may be considered as misconduct and the provisions of the relevant Policy or Procedure applied.

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